Reference: 11027 SJ Consultant: Sone Johnson Job Description Oversee and implement the company’s regulatory compliance framework Ensure compliance with key legislation (Insurance Act, FAIS, FICA, POPIA, etc.) Monitor regulatory changes and assess business impact Manage regulatory reporting, submissions, and deadlines Act as the main liaison with regulators (FSCA, PA, FIC) Oversee complaints management, analyse trends, and implement improvements Drive conduct risk management and Treating Customers Fairly (TCF) principles Prepare reports for governance structures (Audit & Risk Committee) Conduct compliance monitoring, identify gaps, and implement corrective actions Maintain compliance registers, documentation, and audit support Provide internal compliance training and awareness Qualifications Relevant degree (BCom, Risk, Compliance, Finance, Law, or similar) Compliance qualification (advantageous) RE1 & RE5 certifications 4–7 years’ experience in financial services or insurance Experience with regulatory engagement, compliance reporting, and conduct risk Strong knowledge of Insurance Act, PPR, POPIA, and FICA Strong analytical, problem-solving, and reporting skills Detail-oriented, structured, and able to work under regulatory pressure Ability to engage with senior stakeholders and regulators Independent, accountable, and solution-driven How to Apply Email your comprehensive CV to If you are already registered, please forward your CV and the relevant reference number to the consultant with whom you are currently registered in order to avoid duplicity on our system. We reserve the right to only conduct interviews with candidates of choice. Applicants who have not received feedback within 30 days from the closing date must please accept their application as unsuccessful. #J-18808-Ljbffr
Regulatory Compliance & Conduct Risk Manager
EXCEED HUMAN RESOURCE CONSULTANTS
bellville, bellville
Published 14 days ago
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