Business Segment: Insurance & Asset Management Company: STANLIB Asset Management (Pty) Ltd Location: ZA, GP, Johannesburg, 17 Melrose Boulevard To execute Investment Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation. Qualifications Type of Qualification: Degree in Finance, Investment management, Accounting/Auditing, Financial Risk Management or equivalent Field of Study: Business Commerce Experience Required Experience in pre and post trade investment compliance. Coding of rules on investment compliance systems. Engaging portfolio managers and regulatory authorities. Reporting to clients and various governance structures. Knowledge of CISCA, Regulation 28 and JSE rules. Accreditation as JSE Compliance officer will be advantageous. Business Enablement Compliance 5-7 years The role requires an Investment Compliance professional with a sound knowledge of the mandate and relevant regulatory compliance requirements applicable to the asset management area as well as a solid understanding of financial instruments and trade activities. #J-18808-Ljbffr
Senior Specialist, Compliance
STANDARD BANK OF SOUTH AFRICA LIMITED
johannesburg, johannesburg
Published 14 days ago
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