Prescient Limited is seeking a Compliance Officer to oversee regulatory compliance in Cape Town. This role involves monitoring trading activities and ensuring adherence to FAIS, FICA, and other regulations. Candidates should have a strong background in stockbroking operations and 5 years of compliance experience. The ideal candidate will engage with regulators, conduct compliance training, and prepare necessary reports. This role offers a unique opportunity to build a career in risk and compliance within a leading stockbroking environment. #J-18808-Ljbffr
Senior Compliance & Risk Officer – Securities
PRESCIENT LIMITED
cape town, cape town
Published 17 days ago
Report job