ComplianceOfficerunderSupervision Location: Predominantly remote role, but applicant should ideally be located in Somerset West/Stellenbosch or surrounding area to visit clients. ContractType: Junior Position/Internship AppointmentDate: July2026 or as soon as available thereafter Remuneration: Market related Reference: MCOMSupWCJul2026 RoleDescription Thesuccessfulapplicants will be appointed as a Compliance Officer under supervision with Moonstone Compliance (Pty) Ltd and will participate in a practical internship, during which they will receive on-the-job training and mentorship in the provision of outsourced compliance and risk management services to financial services clients as well as accountable institutions. Thesuperviseewillberequiredtoassist thesupervisor in executing theirstatutory duties by supporting the supervisor in legislative risk identification and management, compliance monitoring, and administrative support functions to mitigate the risk of non compliance with legislation and regulations. They will actively assist with the delivery of compliance services to FAIS and FICA/AML clients and, after a sufficient amount of time in the role, will be able to render services to accountable institutions independently. JobSpecification SupporttheSupervisortoidentifylegislativerisksandimprovecomplianceawareness. SupporttheSupervisortodeviseappropriatestrategiestoeffectivelydetermineandmanagethebroaderregulatoryriskenvironment. Monitorcompliancewithapplicablelegislation,industrydevelopmentsandinternalprocedures. SupporttheSupervisortoguideandadviseclientsonnon-compliancewithapplicablelegislation,industrydevelopmentsandinternalprocedures. Develop,implement,andmaintaincompliancedocuments,policies,andprocedurestomitigatenon-compliance. Compileandprepareapplicablereports. Maintainrecordsandperformrelatedadministrativefunctions. Researchandremaincurrentonapplicablelegislation,industrydevelopmentsandinternalprocedures. Consultandcorrespondwithclients,prospectiveclients,andindustryroleplayers. Resolveandrespondtimeouslytoclientqueries. Activelyassistinsourcingandmaintainingapanelofprescribedclients. SkillsandCompetencies Abilitytointerpretandapplylegislation,provideregulatoryguidance,analyticalreporting,businesswriting,excellentwrittenandverbalcommunicationskills,researchskills,detailorientated,digitalandcomputerliteracy. Problem-solvingskills,stakeholderengagementskills,interpersonalskills,andhighethicalstandards. Effectiveanddisciplinedself-management(Functionwellunderpressure,timemanagement,adherencetodeadlines,etc.), Professionalismandabilitytotakeinitiative,leadershipskills,negotiatingskills,strategicthinkingandproblem-solvingskillsandclientrelationshipmanagementskills. MinimumRequirements Preferred: Workingknowledgeofthefinancialservices’regulatoryenvironment,complianceguidelines,standards,andlegislationFAIS,FICA,LTIA,STIA,POPIA,CISCA,etc). Preferred: Atleast2years’workingexperienceinalegal,complianceorfinancialenvironment Non-Negotiable: LLB/4YearLaw/CommercedegreeorequivalentthathasbeenrecognizedbytheFSCAforComplianceOfficers Advantageous: CompletedRegulatoryExaminations1,3,or5willbeadvantageous. Computerliteracy: ProficientinMicrosoftOffice(Word,Excel,PowerPoint&Outlook) GoodcommandofwrittenandspokenEnglishandAfrikaans Musthaveapositiveoutlook,bepresentableandself-motivated Validdrivinglicenseandowntransportationastheincumbentwillneedtoattendmeetingsatclients’offices Thisisapredominantlyremoterole: Asthispositionisnotbasedinanoffice,theincumbentwillneedtohavetherequireddisciplineandinfrastructuretoworkfromhomeoranotherlocationasagreedto. Closingdateforapplications 15June2026 Onlysuitableapplicantswillbecontacted.Shouldyouhavenotreceivedaresponsebyoronthe18June, please consider your application unsuccessful. #J-18808-Ljbffr